Bank, Stock Exchange and Capital Market Law

Bank supervisory law

Company formation and incorporation that includes bank supervisory law approval proceedings for banks, securities trading banks and financial services providers, as well as consultancy in other questions of bank supervisory law on reporting and provision of security against risks for these institutions.

Banking law

Consultancy regarding business relations on the banking side, investment trading, payment and loan transactions, consultancy for banks and business on questions of loan collateral, banking law litigation. (Litigation management and arbitration proceedings)

Securities trading law

Representing clients before the German Federal Financial Supervisory Authority (BaFin) in the area of securities trading law (in particular insider trading ban, ad hoc disclosure, maintaining insider registers, directors’ dealings, voting rights reporting) and in connection with sanctions and fee rulings by BaFin.

Stock exchange law

Legal consultancy in connection with stock exchange requirements for admission to listing and permission requirements and support in the selection of types of trading and use of stock exchange segments. Representation of issuers and trading participants before stock exchanges and stock exchange supervisory authorities.

Other capital market law

Legal consultancy in connection with stock exchange requirements for admission to listing and permission requirements and support in the selection of types of trading and use of stock exchange segments. Representation of issuers and trading participants before stock exchanges and stock exchange supervisory authorities.

Consultancy for boards, managing directors and supervisory board members concerning conduct in compliance with the law and articles of association or by-laws (conflicts of interest, confidentiality duties and questions of liability and insurance).